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Roland Somorin

Penserra Securities, LLC

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About Roland Somorin

Roland Somorin is a securities professional with Penserra Securities, LLC, in Chicago, IL. Roland has been in the securities industry since January 25, 2024. He is a licensed securities agent in Illinois and holds the Series 63, Series 7TO, and SIE licenses.

Firm Information

Roland Somorin is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roland Somorin’s Registration & Firm History

IL

01/26/2024 - Present

Penserra Securities, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/17/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2024

Series 7TO - General Securities Representative Examination

BC

Issued 11/28/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roland Somorin.
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