linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Roland Samuel Merchant

Cbre Capital Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Roland? Claim Your Profile

About Roland Samuel Merchant

Roland Samuel Merchant is a financial professional registered with Cbre Capital Advisors, Inc. in New York. Roland Merchant has over 20 years of experience in the financial services industry. Roland Merchant is licensed to sell securities in the state of New York.

Firm Information

Roland Merchant is currently registered with Cbre Capital Advisors, Inc.. Cbre Capital Advisors, Inc. is a Corporation formed in December 2005 and is registered with the SEC and in 26 states.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Roland Merchant’s Registration & Firm History

NY

09/28/2021 - Present

Cbre Capital Advisors, Inc. (NEW YORK NY)

NY

04/27/2017 - 05/20/2021

HFF SECURITIES L.P. (New York NY)

NY

07/01/2009 - 03/06/2017

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

02/24/2006 - 07/01/2009

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

CA

05/02/2005 - 02/16/2006

SECURED CAPITAL LLC (LOS ANGELES CA)

NY

08/11/2003 - 04/22/2005

CUSHMAN & WAKEFIELD SECURITIES, INC. (NEW YORK NY)

NY

10/30/2001 - 02/10/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MD

05/04/1995 - 02/13/1996

LAMAUTE CAPITAL INCORPORATED (CHEVY CHASE MD)

Not sure if Roland Samuel Merchant is right for you?

Licenses & Designations

BC

Issued 04/29/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2001

Series 7 - General Securities Representative Examination

BC

Issued 05/03/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roland Samuel Merchant.
Not sure if Roland Samuel Merchant is right for you?