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Roland Ross David

Neuberger Berman BD LLC

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About Roland Ross David

Roland David is an investment advisor representative with Neuberger Berman BD LLC, with offices in PAOLI, PA, and NEW YORK, NY. Roland has been active in the industry since December 2001, having experience with Planco Financial Services, Inc., Constellation Investment Distribution Company Inc., and NEUBERGER BERMAN MANAGEMENT LLC. Roland has obtained licenses in Series 6, Series 7, Series 63 and Series 65. They are currently registered as an investment advisor representative in New Jersey, New York and Pennsylvania.

Firm Information

Roland David is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roland David’s Registration & Firm History

PA

09/11/2018 - Present

Neuberger Berman BD LLC (PAOLI PA)

PA

06/01/2005 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (PHILADELPHIA PA)

PA

07/22/2002 - 06/28/2005

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC. (JENKINTOWN PA)

CT

12/06/2001 - 06/28/2002

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 06/15/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2005

Series 7 - General Securities Representative Examination

BC

Issued 12/05/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Roland Ross David.
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