Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roland? Claim Your ProfileRoland Pritchett is a financial advisor with over 30 years of experience in the industry. Roland is currently registered with New Edge Wealth, an RIA with offices in Stamford, CT and Atlanta, GA. Roland is also registered with the Securities and Exchange Commission (SEC) as an Investment Adviser Representative. Prior to joining New Edge Wealth, Roland worked at JPMorgan Securities LLC, UBS Financial Services Inc., Morgan Stanley & Co., Incorporated, and Prudential Securities Incorporated. Roland holds Series 7, Series 63, and Series 65 licenses and is a member of FINRA. Roland provides financial planning, portfolio management, and other advisory services to individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
02/02/2024 - Present
NEW Edge Wealth (STAMFORD CT)
GA
11/08/2013 - 02/03/2024
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
GA
03/24/2005 - 11/18/2013
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
NY
03/03/1999 - 03/31/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
12/19/1994 - 03/09/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/19/1992 - 12/20/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 01/22/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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