Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roland? Claim Your ProfileRoland Markel Castle is a financial professional with over 24 years of experience in the financial services industry. Roland Markel Castle has been registered with the Securities and Exchange Commission (SEC) since 1998 and holds both Series 63 and Series 65 licenses. Roland Markel Castle has also earned the Certified Financial Planner designation. Roland Markel Castle is currently registered with Newedge Advisors and LPL Financial, LLC. Roland Markel Castle has previously worked at Stephens Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Salomon Smith Barney Inc. Roland Markel Castle provides financial planning, portfolio management and other investment advisory services to individuals and families. Roland Markel Castle specializes in providing investment advice to high-net-worth individuals and families, as well as to corporations and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
06/02/2023 - Present
Newedge Advisors (Marietta GA)
GA
09/14/2012 - 08/25/2021
STEPHENS (ATLANTA GA)
GA
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (ATLANTA GA)
GA
05/11/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
NY
08/10/1998 - 04/16/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 09/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 08/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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