Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roland? Claim Your ProfileRoland Ouimet is a financial professional with over 40 years of experience in the financial services industry. Roland has a diverse background, having worked with firms such as Essex Securities LLC, Investors Capital Corp., and Guardian Investor Services Corporation. Roland currently works with Pinnacle Investments, LLC, a firm that provides financial planning, educational workshops, and portfolio management services to individuals, businesses, and high-net-worth clients. Roland's specialties include financial planning, retirement planning, and investment management. Roland is a Chartered Financial Consultant and holds the Series 1, 6, 63, 22, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Educational workshops
1
2
MA
01/14/2021 - Present
Pinnacle Investments, LLC (BEVERLY MA)
MA
05/21/2002 - 07/10/2019
ESSEX SECURITIES LLC (Beverly MA)
MA
07/22/1999 - 05/17/2002
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NY
05/03/1999 - 08/05/1999
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
06/18/1997 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
08/30/1995 - 06/12/1997
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
02/15/1989 - 08/25/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/15/1989 - 08/25/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
08/12/1987 - 02/04/1989
MML INVESTORS SERVICES, INC.
NA
08/12/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
01/03/1977 - 09/11/1987
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY
BC
Issued 05/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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