Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roland? Claim Your ProfileRoland Sample is a financial professional with over 30 years of experience in the financial services industry. Roland currently works as a registered representative for MML Investors Services, LLC, a firm with over 7,000 investment advisor representatives and 7,000 registered representatives. Roland is also a registered investment advisor representative. Roland holds several industry certifications and licenses, including the Series 6, Series 7, Series 24 and Series 63, as well as the SIE exam. Roland is a Chartered Financial Consultant and offers financial planning, portfolio management for individuals and businesses, as well as asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TN
03/25/2017 - Present
MML Investors Services, LLC (CLARKSVILLE TN)
TN
02/14/2002 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CLARKSVILLE TN)
TN
02/14/2002 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (CLARKSVILLE TN)
NY
05/03/1999 - 02/11/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
08/31/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
FL
09/01/1993 - 04/04/1995
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
IA
11/11/1992 - 09/07/1993
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
CA
01/25/1990 - 11/03/1992
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
02/03/1987 - 01/01/1990
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
12/05/1984 - 10/07/1986
PRUCO SECURITIES CORPORATION
BC
Issued 09/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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