Unclaimed
Roland Deliniere is a financial advisor who is registered with Benjamin F. Edwards & Company, Inc. He has over 40 years of experience in the financial services industry. Roland has a wide range of experience, having worked with A. G. Edwards & Sons, Inc., Prudential-Bache Securities Inc., and Wells Fargo Advisors, LLC in the past. Roland's expertise and experience makes him a valuable resource for individuals and businesses seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
07/14/2010 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
GA
01/01/2008 - 07/12/2010
WELLS FARGO ADVISORS, LLC (DULUTH GA)
GA
06/01/1988 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DULUTH GA)
NA
09/21/1983 - 06/27/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
03/30/1982 - 09/16/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 05/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/04/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1985
Series 3 - National Commodity Futures Examination
BC
Issued 04/27/1982
Series 5 - Interest Rate Options Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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