Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roland? Claim Your ProfileRoland Frederick Carter is a financial advisor with over 30 years of experience in the industry. Roland is registered to provide investment advice in 13 states, including Arizona, California, Colorado, Florida, Iowa, Maryland, Michigan, Nebraska, New Mexico, Oklahoma, Texas, Vermont, and Virginia. Roland currently works at Wilson Parker Connally Stephenson Inc. and has been with the firm since 2001. Before joining Wilson Parker Connally Stephenson Inc., Roland worked at First Western Securities, Inc. and DFW Securities, Inc.. Roland holds the Series 7 and Series 63 licenses and has passed the Securities Industry Essentials (SIE) exam. Roland is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/05/2001 - Present
Wilson Parker Connally Stephenson Inc. (FORT WORTH TX)
TX
10/01/2001 - 11/12/2001
FIRST WESTERN SECURITIES, INC. (HURST TX)
TX
09/17/1990 - 09/20/2001
FIRST WESTERN SECURITIES, INC. (HURST TX)
NA
10/31/1988 - 01/14/1991
DFW SECURITIES, INC.
NA
08/16/1990 - 10/18/1990
DFW CLEARING, INC.
NA
08/21/1986 - 10/31/1988
DFW CLEARING, INC.
BC
Issued 08/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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