Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roland? Claim Your ProfileRoland Watkins is a financial advisor with over 20 years of experience in the industry. Roland currently works at Wells Fargo Clearing Services, LLC in Las Vegas, NV. Previously, Roland was registered with Wells Fargo Investments, LLC and Colonial Brokerage, Inc. Roland is a registered Investment Advisor (IA) in Nevada and is also a registered representative (Series 7, Series 6, and Series 63). Roland holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
NV
09/24/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LAS VEGAS NV)
AL
08/01/2002 - 10/23/2003
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
CA
09/01/2000 - 04/10/2002
CAL FED INVESTMENTS (SACRAMENTO CA)
IA
Issued 11/07/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/31/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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