Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roland? Claim Your ProfileRoland F. Chicas is a financial advisor at Innovation Partners LLC. Roland has over 20 years of experience in the financial services industry. Roland specializes in providing financial planning, portfolio management, and consulting services to individuals and businesses. Roland is registered with the state of New Mexico and is a member of FINRA. Roland is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
01/03/2020 - Present
Innovation Partners LLC (CHARLOTTE NC)
NM
05/16/2016 - 11/01/2017
INNOVATION PARTNERS LLC (Albuquerque NM)
NM
04/07/2015 - 02/24/2016
ALLSTATE FINANCIAL SERVICES, LLC (ALBUQUERQUE NM)
NM
12/12/2011 - 04/02/2013
NEW ENGLAND SECURITIES (ALBUQUERQUE NM)
NM
02/03/2010 - 09/30/2011
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (ALBUQUERQUE NM)
NM
06/18/2008 - 08/05/2009
AXA ADVISORS, LLC (ALBUQUERQUE NM)
NM
02/12/2008 - 05/30/2008
WELLS FARGO INVESTMENTS, LLC (ALBUQUERQUE NM)
CA
04/21/2006 - 02/14/2007
THRIVENT INVESTMENT MANAGEMENT INC. (OCEANSIDE CA)
CA
09/24/2003 - 03/31/2006
METLIFE SECURITIES INC. (CARLSBAD CA)
CA
09/24/2003 - 03/31/2006
METROPOLITAN LIFE INSURANCE COMPANY (CARLSBAD CA)
ID
05/15/2001 - 09/18/2003
UNITED HERITAGE FINANCIAL SERVICES, INC. (MERIDIAN ID)
NJ
09/25/2000 - 05/16/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/18/2000 - 02/05/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
OH
10/01/1999 - 01/07/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
07/08/1999 - 10/07/1999
KEY CLEARING CORP. (BROOKLYN OH)
NY
05/07/1996 - 09/17/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 05/25/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Roland Chicas is the right advisor for you? Invested Better is here to help.
