Unclaimed
Roland Robles is a financial professional with over 7 years of experience in the financial services industry. Roland is registered with Nylife Securities LLC in Texas and holds the Series 6, SIE, and Series 63 licenses. Roland has a strong track record of success in providing financial advice and investment solutions to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/02/2015 - Present
Nylife Securities LLC (CORPUS CHRISTI TX)
BC
Issued 12/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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