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Roland Eric Robles

Nylife Securities LLC

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About Roland Eric Robles

Roland Robles is a financial professional with over 7 years of experience in the financial services industry. Roland is registered with Nylife Securities LLC in Texas and holds the Series 6, SIE, and Series 63 licenses. Roland has a strong track record of success in providing financial advice and investment solutions to individual clients.

Firm Information

Roland Robles is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roland Robles’s Registration & Firm History

TX

09/02/2015 - Present

Nylife Securities LLC (CORPUS CHRISTI TX)

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Licenses & Designations

BC

Issued 12/27/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Roland Eric Robles. Review regulatory record here.
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