Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roland? Claim Your ProfileRoland Earl Courtney is an Investment Advisor Representative at Patriot Investment Management Group Inc. in KNOXVILLE, TN. Roland Courtney has been in the industry since June 12, 1991 and has a Series 6, 7, 63 and 65. Prior to joining Patriot Investment Management Group Inc., Roland Courtney worked at CETERA INVESTMENT SERVICES LLC, SUNTRUST INVESTMENT SERVICES, INC., PRUCO SECURITIES CORPORATION and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees (solicitor for other investment adviser)
1
2
TN
04/16/2018 - Present
Patriot Investment Management Group Inc. (KNOXVILLE TN)
TN
01/02/2014 - 03/02/2018
CETERA INVESTMENT SERVICES LLC (KNOXVILLE TN)
TN
08/12/2003 - 08/20/2012
SUNTRUST INVESTMENT SERVICES, INC. (KNOXVILLE TN)
NJ
06/12/1991 - 11/22/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/12/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 11/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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