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Roland Darryl Berry

Charles Schwab & CO., Inc.

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About Roland Darryl Berry

Roland Darryl Berry is a financial advisor with over 30 years of experience in the industry. He has worked with a number of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, VALIC Financial Advisors, Inc., and Waddell & Reed, Inc. Currently, Roland is associated with Charles Schwab & Co., Inc., where he is registered as a registered representative and investment advisor representative. Roland has earned Series 7, Series 63, and Series 66 licenses and holds both a bachelor's and master's degree. Roland specializes in working with individuals, businesses, and retirement plans.

Firm Information

Roland Berry is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Roland Berry’s Registration & Firm History

CA

09/15/2020 - Present

Charles Schwab & CO., Inc. (Fresno CA)

CA

07/25/2016 - 09/01/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRESNO CA)

CA

10/28/2013 - 07/14/2016

VALIC FINANCIAL ADVISORS, INC. (FRESNO CA)

CA

06/18/2012 - 08/27/2013

WADDELL & REED, INC. (FRESNO CA)

NJ

07/25/1990 - 01/01/1993

GARVIN GUYBUTLER CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 08/30/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/06/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Roland Darryl Berry.
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