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Roland Dacosta

BNP Paribas Securities Corp.

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About Roland Dacosta

Roland Dacosta is a financial advisor with over 20 years of experience in the industry. Roland is currently registered with BNP Paribas Securities Corp. in New York, New York. Roland has previously worked at several other financial institutions, including Whitehall Capital Markets LLC, RBS Securities Inc., and Credit Suisse First Boston Corporation. Roland holds the Series 7, Series 63, Series 79TO and SIE licenses.

Firm Information

Roland Dacosta is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roland Dacosta’s Registration & Firm History

NY

01/24/2022 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

01/24/2013 - 11/01/2021

WHITEHALL CAPITAL MARKETS LLC (NEW YORK NY)

CT

06/24/2009 - 11/16/2011

RBS SECURITIES INC. (STAMFORD CT)

NY

07/18/2005 - 02/03/2009

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

12/06/2004 - 07/07/2005

WESTLB SECURITIES INC. (NEW YORK NY)

NY

06/16/2000 - 12/31/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

03/22/1999 - 06/02/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

05/08/1997 - 04/14/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/09/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Roland Dacosta.
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