Unclaimed
Roland Andrew Garland is a financial advisor working with Transamerica Retirement Advisors, LLC. Roland is a Registered Representative of Transamerica Investors Securities Corporation. Roland has been in the financial industry since 2005, working in a variety of roles at various firms. Most recently, Roland has worked with Transamerica Retirement Management, Inc. and Transamerica Investors Securities Corporation. He is licensed to offer investment advice in California, Iowa, Minnesota, and New York. Roland provides a range of services to individuals, businesses, and pension plans. He is also a Registered Investment Advisor (RIA) and is able to provide financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
03/12/2021 - Present
Transamerica Retirement Advisors, LLC (Minneapolis MN)
MN
11/17/2008 - 12/31/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PAUL MN)
NY
09/13/2007 - 07/07/2008
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MN
11/20/2006 - 09/07/2007
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
AZ
11/03/2005 - 10/19/2006
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
IA
Issued 03/11/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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