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Rojendra Pradhan

Apollo Global Securities, LLC

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About Rojendra Pradhan

Rojendra Pradhan is a registered representative with Apollo Global Securities, LLC in New York, NY. Rojendra has been in the securities industry since 2014. Rojendra holds the Series 7, Series 27, Series 57TO, Series 99TO, and Series 63 licenses. Prior to joining Apollo Global Securities, LLC, Rojendra worked at Galaxy Digital Advisors LLC, KCG Americas LLC, and Knight Capital Americas, L.P..

Firm Information

Rojendra Pradhan is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rojendra Pradhan’s Registration & Firm History

NY

02/09/2021 - Present

Apollo Global Securities, LLC (NEW YORK NY)

NY

11/19/2018 - 04/03/2020

GALAXY DIGITAL ADVISORS LLC (New York NY)

NY

07/02/2012 - 06/16/2017

KCG AMERICAS LLC (New York NY)

NJ

11/05/2011 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 11/18/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2019

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 06/16/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rojendra Pradhan.
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