Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rohit? Claim Your ProfileRohit Seth is a financial professional with over 10 years of experience in the securities industry. Rohit is currently registered with Seaport Global Securities LLC and holds Series 7, Series 63, Series 86, and Series 87 licenses. Rohit previously worked at Deutsche Bank Securities Inc. and Truist Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/08/2022 - Present
Seaport Global Securities LLC (Costa Mesa CA)
NY
08/11/2021 - 02/16/2022
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/29/2012 - 04/22/2021
TRUIST SECURITIES, INC. (NEW YORK NY)
BC
Issued 12/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2013
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/09/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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