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Rohit Nair

Mufg Securities Americas Inc.

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About Rohit Nair

Rohit Nair is a financial professional with over 15 years of experience in the financial services industry. Rohit currently works as a registered representative for MUFG Securities Americas Inc. Prior to this, Rohit worked for Barclays Capital Inc. and Lehman Brothers Inc. Rohit holds the Series 7, Series 63 and SIE licenses. Rohit is registered in New York.

Firm Information

Rohit Nair is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rohit Nair’s Registration & Firm History

NY

10/01/2018 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

09/22/2008 - 07/16/2018

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/26/2006 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/02/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Rohit Nair.
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