Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rohit? Claim Your ProfileRohit Mehrotra is a financial advisor with SVB Wealth. Rohit has been in the financial services industry since 2006. Rohit holds Series 3, 7, 9, 10, 24, 66 licenses. Rohit is registered in Colorado, Connecticut, New Jersey, New York, North Carolina, Pennsylvania and Utah. Prior to joining SVB Wealth, Rohit was employed at SVB Investment Services Inc, J.P. Morgan Securities LLC, and Goldman, Sachs & Co. Rohit is also a member of the Tuck School of Business MBA Council, McCarter Theatre Board of Trustees, Rutgers Health Leadership Council Advisory Board and Big Brothers, Big Sisters Independence Region.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Planned giving, family office, wealth planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
09/28/2022 - Present
SVB Wealth (BOSTON MA)
CA
12/02/2021 - 12/31/2023
SVB INVESTMENT SERVICES INC. (San Francisco CA)
NJ
01/05/2011 - 11/19/2021
J.P. MORGAN SECURITIES LLC (PRINCETON NJ)
NY
10/31/2005 - 11/11/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 09/20/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 11/02/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/14/2005
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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