Unclaimed
Rohit Mahna is a financial professional with experience in the industry. Rohit is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Rohit is a Series 24, Series 7TO and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/10/2023 - Present
Fidelity Brokerage Services LLC (JERSEY CITY NJ)
NJ
12/19/2022 - 08/08/2023
FIDELITY DISTRIBUTORS COMPANY LLC (JERSEY CITY NJ)
BC
Issued 09/11/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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