Unclaimed
Rohit Kumar is a registered representative at Cetera Investment Advisers LLC. Rohit has been in the financial services industry since 2017. Rohit holds the Series 7TO, SIE and Series 24 licenses. Rohit specializes in individual, corporate, business development company, insurance company, banking or thrift institutions, pension and profit sharing plans, state or municipal government entities, charitable organizations, and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/16/2024 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
BC
Issued 5/31/2023
Series 24 - General Securities Principal Examination
BC
Issued 3/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 2/6/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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