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Rohit Chopra

Lazard Asset Management Securities LLC

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About Rohit Chopra

Rohit Chopra is a financial professional with over 20 years of experience in the industry. He is currently registered with Lazard Asset Management Securities LLC. He holds the Series 7, Series 63 and SIE licenses and has a background in securities trading and investment management. Rohit Chopra was previously employed with LAZARD FRERES & CO. LLC.

Firm Information

Rohit Chopra is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rohit Chopra’s Registration & Firm History

NY

04/17/2006 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

NY

11/30/1999 - 12/31/2002

LAZARD FRERES & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rohit Chopra.
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