Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rohit? Claim Your ProfileRohit Bharill is a financial professional with over 14 years of experience in the industry. Rohit is currently registered with Guggenheim Securities, LLC. Previously, Rohit was employed with GT Securities, Inc. and Nomura Securities International, Inc. Rohit has a wide range of knowledge, having passed several industry exams including the Series 7, Series 79, Series 63, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/17/2023 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
12/04/2020 - 06/06/2023
GT SECURITIES, INC. (New York NY)
NY
07/15/2009 - 12/22/2011
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 10/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/04/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/25/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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