Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rohin? Claim Your ProfileRohin Ullberg is a financial professional with over 35 years of experience in the industry. Rohin is currently registered with Cambridge Investment Research Advisors, Inc. and has held previous registrations with SII Investments, Inc., First Allied Securities, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. Rohin holds Series 6, 7, 24, 26, 51, 62, 63 and 65 licenses as well as the SIE. Rohin is a Chartered Financial Consultant and holds multiple registrations in several states. Rohin specializes in working with individuals, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Rohin offers a variety of services including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
10/15/2024 - Present
Cambridge Investment Research Advisors, Inc. (Flossmoor IL)
IL
12/01/2008 - 10/07/2016
SII INVESTMENTS, INC. (FLOSSMOOR IL)
IL
05/12/2006 - 12/04/2008
FIRST ALLIED SECURITIES, INC. (FLOSSMOOR IL)
IL
09/25/1996 - 05/23/2006
SII INVESTMENTS, INC. (PARK FOREST IL)
NJ
08/18/1988 - 09/20/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/18/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 12/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/06/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1997
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/17/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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