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Rohe Levy

THE Leaders Group, Inc.

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About Rohe Levy

Rohe Levy is a financial advisor currently registered with The Leaders Group, Inc. based in LITTLETON, CO. Rohe Levy has been in the financial industry since December 2, 2013 and holds Series 6, 7, 63, 66, SIE and 6TO licenses. Previously, Rohe Levy has worked for P.J. ROBB VARIABLE CORPORATION, LPL FINANCIAL CORPORATION, TOWER SQUARE SECURITIES, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, SECURIAN FINANCIAL SERVICES, INC., and MONY SECURITIES CORPORATION. Rohe Levy is currently registered in California and has been registered since April 22, 2024.

Firm Information

Rohe Levy is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rohe Levy’s Registration & Firm History

CO

01/05/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

TN

11/16/2011 - 12/04/2012

P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)

CA

05/19/2004 - 12/03/2009

LPL FINANCIAL CORPORATION (LA JOLLA CA)

CA

04/15/2004 - 05/27/2004

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

MA

09/29/2003 - 02/24/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

09/29/2003 - 02/24/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MN

04/17/2001 - 09/30/2003

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

NY

09/07/2000 - 03/22/2001

MONY SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/18/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 05/14/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/05/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/21/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/2001

Series 7 - General Securities Representative Examination

BC

Issued 08/31/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rohe Levy.
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