Unclaimed
Rohan Vohra is a securities professional with over seven years of experience in the industry. Rohan is currently registered with Santander US Capital Markets LLC and holds Series 7TO, SIE, and Series 79 licenses. Rohan has previously worked at CREDIT SUISSE SECURITIES (USA) LLC. Rohan's current registration is active in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/21/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
08/08/2016 - 12/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 12/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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