Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rohan? Claim Your ProfileRohan Patel is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Rohan has been working in the financial services industry since March 2020. Rohan is registered with the state of North Carolina and has a Series 7, Series 63, Series 65, and Series 66. Rohan is a licensed financial advisor with a focus on financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
03/11/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
03/09/2020 - 02/02/2024
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 03/11/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/06/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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