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Rohan Malik

Optiver US LLC

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About Rohan Malik

Rohan Malik is a securities professional with over 10 years of experience in the financial services industry. Rohan has a strong background in trading and investment management, having worked at Susquehanna Securities, LLC and Susquehanna Investment Group. Currently, Rohan is a registered representative with Optiver US LLC. Rohan is Series 7, Series 55, Series 57TO, and SIE licensed.

Firm Information

Rohan Malik is currently registered with Optiver US LLC. Optiver US LLC is a Limited Liability Company formed on August 5, 2003. The firm has been involved in 9 Regulatory Events and 1 Civil Event. Optiver US LLC is registered with the SEC and has no state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rohan Malik’s Registration & Firm History

IL

02/07/2024 - Present

Optiver US LLC (CHICAGO IL)

PA

07/26/2018 - 05/11/2023

SUSQUEHANNA SECURITIES, LLC (BALA CYNWYD PA)

PA

01/29/2013 - 02/15/2018

SUSQUEHANNA SECURITIES (BALA CYNWYD PA)

PA

01/29/2013 - 01/22/2015

SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)

PA

01/14/2013 - 01/22/2015

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/11/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Rohan Malik.
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