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Rohan Kumar

Santander US Capital Markets LLC

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About Rohan Kumar

Rohan Kumar is a registered representative with Santander US Capital Markets LLC. Rohan has been in the securities industry since July 19, 2019. Rohan holds the Series 7, Series 63, Series 79, and SIE licenses and is registered in California. Prior to joining Santander, Rohan worked at Moelis & Company LLC.

Firm Information

Rohan Kumar is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rohan Kumar’s Registration & Firm History

CA

06/25/2024 - Present

Santander US Capital Markets LLC (San Francisco CA)

CA

07/20/2019 - 06/24/2024

MOELIS & COMPANY LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 03/18/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/20/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/17/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rohan Kumar.
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