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Rohan Gopinath

TD Securities (usa) LLC

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About Rohan Gopinath

Rohan Gopinath is a registered representative of TD Securities (usa) LLC. Rohan holds the Series 7, Series 63, Series 79TO and SIE licenses and is registered to sell securities in all 50 states, the District of Columbia and Puerto Rico. Rohan has been in the securities industry since October 23, 2022.

Firm Information

Rohan Gopinath is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rohan Gopinath’s Registration & Firm History

NY

10/24/2022 - Present

TD Securities (usa) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/03/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/24/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/27/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Rohan Gopinath.
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