Unclaimed
Rohan Gopinath is a registered representative of TD Securities (usa) LLC. Rohan holds the Series 7, Series 63, Series 79TO and SIE licenses and is registered to sell securities in all 50 states, the District of Columbia and Puerto Rico. Rohan has been in the securities industry since October 23, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/24/2022 - Present
TD Securities (usa) LLC (NEW YORK NY)
BC
Issued 10/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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