Unclaimed
Rohan Deepak Chitnis is a financial professional registered with Barclays Capital Inc. Rohan is a Series 24, Series 7TO, Series 99TO and SIE licensed representative. He has held this position since August 28, 2020. Rohan has been working in the financial industry since August 27, 2020. Rohan is currently registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/28/2020 - Present
Barclays Capital Inc. (NEW YORK NY)
BC
Issued 02/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/28/2020
Series 99TO - Operations Professional Examination
BC
Issued 06/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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