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Rohan Bhargava

KKR Capital Markets LLC

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About Rohan Bhargava

Rohan Bhargava is a financial advisor affiliated with KKR Capital Markets LLC. Rohan is registered with the state of California and has a Series 7TO, Series 63, and SIE license.

Firm Information

Rohan Bhargava is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rohan Bhargava’s Registration & Firm History

CA

10/16/2023 - Present

KKR Capital Markets LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rohan Bhargava.
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