Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rohan? Claim Your ProfileRohan Bharadwaj is a registered representative with Goldman Sachs & Co. LLC. Rohan has been in the industry since 2021 and has a strong track record of success. Rohan holds a Series 63 and Series 3, Series 7TO, Series 79TO, and SIE licenses. Rohan is currently registered in 53 states and districts, as well as Puerto Rico and the Virgin Islands. Prior to joining Goldman Sachs, Rohan was employed by CITIGROUP GLOBAL MARKETS INC. Goldman Sachs & Co. LLC is a global investment banking, securities, and investment management firm. Goldman Sachs offers a wide range of financial services to individuals and institutions, including investment banking, securities trading, investment management, and asset management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
NY
02/08/2022 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
NY
04/09/2021 - 01/26/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 04/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2023
Series 3 - National Commodity Futures Examination
BC
Issued 02/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/09/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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