linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Rogerio Lopes Silva

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Rogerio? Claim Your Profile

About Rogerio Lopes Silva

Rogerio Lopes Silva has over 15 years of experience in the securities industry. Rogerio is currently registered with Smbc Nikko Securities America, Inc. and previously held positions with Jefferies LLC, Standard New York Securities, Inc. and Macquarie Capital (USA) Inc. Rogerio holds Series 63, Series 7, Series 24 and SIE licenses. Rogerio is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Rogerio Silva is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Rogerio Silva’s Registration & Firm History

NY

07/06/2017 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

03/30/2015 - 04/26/2017

JEFFERIES LLC (NEW YORK NY)

NY

11/28/2011 - 03/26/2015

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

FL

02/27/2008 - 09/29/2011

MACQUARIE CAPITAL (USA) INC. (MIAMI FL)

Not sure if Rogerio Lopes Silva is right for you?

Licenses & Designations

BC

Issued 03/05/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Rogerio Lopes Silva.
Not sure if Rogerio Lopes Silva is right for you?