Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rogerio? Claim Your ProfileRogerio Henriques Soares is a securities agent registered with Nylife Securities LLC in Waltham, Massachusetts. Soares holds the Series 63, Series 6TO and SIE licenses, having passed the exams in 2023 and 2024. Soares is a registered agent in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
08/14/2023 - Present
Nylife Securities LLC (WALTHAM MA)
BC
Issued 06/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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