Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rogerio? Claim Your ProfileRogerio Faria Paes is a securities professional with over 20 years of experience in the financial services industry. Rogerio currently works as a Registered Representative at Safra Securities LLC, located in Aventura, FL. Rogerio holds Series 7, Series 63, Series 24, and Series 4 licenses. Rogerio has worked at other prominent firms like Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
04/17/2006 - Present
Safra Securities LLC (AVENTURA FL)
NY
10/25/2002 - 05/28/2004
SAFRA SECURITIES CORPORATION (NEW YORK NY)
NY
06/14/2002 - 09/12/2002
SAFRA SECURITIES CORPORATION (NEW YORK NY)
NY
03/20/2001 - 08/06/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/02/1999 - 06/29/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2021
Series 4 - Registered Options Principal Examination
BC
Issued 08/27/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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