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Roger Ainsworth Graham

Braintrust Capital, LLC

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About Roger Ainsworth Graham

Roger Ainsworth Graham is a registered Investment Advisor Representative. He is registered with the state of Texas and has been in the industry since 2011. Roger is currently affiliated with Braintrust Capital, LLC where he provides financial planning and portfolio management for individuals. He has a Series 66, Series 24, Series 7TO, Series 31, and Series 7. He has worked at various firms including Wells Fargo Clearing Services LLC and UBS Financial Services Inc.

Firm Information

Roger Graham is currently registered with Braintrust Capital, LLC. Braintrust Capital, LLC is an investment advisor registered with the SEC. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. Braintrust Capital, LLC manages approximately $84.1 million in assets. The firm has 1 licensed agent and 1 investment advisor representative.

$84.10M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roger Graham’s Registration & Firm History

TX

10/06/2022 - Present

Braintrust Capital, LLC (SAN ANTONIO TX)

TX

06/14/2019 - 03/21/2022

WELLS FARGO CLEARING SERVICES, LLC (SAN ANTONIO TX)

TX

09/19/2014 - 06/26/2019

UBS FINANCIAL SERVICES INC. (SAN ANTONIO TX)

TX

08/08/2011 - 10/15/2014

MORGAN STANLEY (SAN ANTONIO TX)

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Licenses & Designations

BOTH

Issued 09/02/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/06/2024

Series 24 - General Securities Principal Examination

BC

Issued 03/06/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2011

Series 31 - Futures Managed Funds Examination

BC

Issued 08/04/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Roger Ainsworth Graham. Review regulatory record here.
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