Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Youzhe Chen is a registered representative with Neuberger Berman BD LLC. He has been active in the industry since 2021. Roger Chen was previously associated with Goldman Sachs & Co. LLC. His professional licenses include Series 7TO, SIE, and Series 63 exams. Roger Chen currently works in the New York, NY office of Neuberger Berman BD LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
04/11/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
10/01/2021 - 05/05/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 10/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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