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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger William Johnson is a financial advisor with over 40 years of experience in the industry. Roger is currently registered with Morgan Stanley, and is licensed to offer securities and investment advisory services in Arizona, California, Florida, Hawaii, Idaho, Illinois, Kentucky, Maine, Nevada, Ohio, Oregon, Texas, and Washington. Roger has a wide range of experience, having worked with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and National Securities Corporation in the past. Roger holds the Series 63, Series 65, Series 7 and SIE licenses. Roger is dedicated to providing clients with comprehensive financial planning and investment management services, including portfolio management, asset allocation advice, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
HI
06/01/2009 - Present
Morgan Stanley (KAILUA-KONA HI)
WA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GIG HARBOR WA)
WA
03/26/1982 - 04/02/2007
MORGAN STANLEY DW INC. (GIG HARBOR WA)
NA
12/28/1981 - 10/17/1983
NATIONAL SECURITIES CORPORATION
IA
Issued 07/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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