Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger William Braff is a financial advisor with PFS Investments Inc., a firm with a long history of providing financial advice. He is licensed in Iowa and Texas and has been in the industry since 2000. Roger has a wide range of experience with a focus on providing portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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IA
02/29/2020 - Present
PFS Investments Inc. (HIAWATHA IA)
GA
09/01/2000 - 12/31/2002
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 06/22/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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