Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger William Bowlin has over 30 years of experience in the financial services industry. Roger is an Investment Advisor Representative with Secure Asset Management, LLC. Roger is registered with FINRA and is licensed to sell securities in over 20 states. Previously, Roger has worked with a number of firms including Concorde Investment Services, LLC, Independent Financial Group, LLC and Pacific West Securities, Inc. Roger provides a wide range of financial services including financial planning, portfolio management for individuals, and selection of other advisors. Roger is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor for 3rd party money managers
1
2
OR
06/04/2021 - Present
Secure Asset Management, LLC (Portland OR)
WA
05/23/2016 - 04/30/2021
CONCORDE INVESTMENT SERVICES, LLC (Mercer Island WA)
WA
12/12/2008 - 05/19/2016
INDEPENDENT FINANCIAL GROUP, LLC (Issaquah WA)
WA
10/18/2007 - 12/15/2008
EPLANNING SECURITIES, INC. (EDMONDS WA)
WA
06/19/2000 - 10/18/2007
PACIFIC WEST SECURITIES, INC. (EDMONDS WA)
UT
05/07/1994 - 07/19/2000
PACIFIC HARBOR SECURITIES, INC. (HIGHLAND UT)
FL
06/04/1993 - 04/08/1994
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
UT
06/21/1990 - 05/26/1992
LANEY & COMPANY (HIGHLAND UT)
NA
12/08/1988 - 10/25/1989
HALLIDAY CAPITAL PARTNERS, INC.
IA
Issued 11/30/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1990
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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