Unclaimed
Roger Wayne Pokorny is a financial advisor registered with PFS Investments Inc. Roger Wayne Pokorny is a financial advisor based in Farmingdale, NY. Roger Wayne Pokorny has been working in the industry since August 30, 2004. He has a Series 6, Series 63 and SIE license and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/30/2004 - Present
PFS Investments Inc. (FARMINGDALE NY)
BC
Issued 08/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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