Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Edwards is a financial professional with over 20 years of experience in the industry. Roger is currently registered as an Investment Advisor Representative with Global View Capital Management LLC and has offices in Waukesha, Wisconsin and Gilbert, Arizona. Prior to joining Global View Capital Management, Roger was employed by a number of other firms including Purshe Kaplan Sterling Investments, The Strategic Financial Alliance, Inc., World Group Securities, Inc., and WMA Securities, Inc. Roger holds several industry licenses and designations including the Series 6, Series 63, Series 26, and Series 65. Roger is a CERTIFIED FINANCIAL PLANNER™ professional and has been a member of the Financial Planning Association of Greater Phoenix since September 2018. Roger's specializations include financial planning, investment advisory services, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-adviser to other advisers & advice to participants of 401(k), 403b, 457 and simple retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Financial planning
1
2
WI
12/26/2017 - Present
Global View Capital Management LLC (WAUKESHA WI)
WA
03/27/2014 - 12/31/2014
PURSHE KAPLAN STERLING INVESTMENTS (BELLEVUE WA)
WA
07/20/2011 - 12/31/2013
THE STRATEGIC FINANCIAL ALLIANCE, INC. (BELLEVUE WA)
GA
04/12/2002 - 07/29/2011
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
02/06/2002 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 06/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/31/2014
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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