Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Prince is a financial advisor with over 24 years of experience in the financial services industry. Roger currently works with Ameriprise Financial Services, LLC, focusing on building long-term financial strategies for individuals and families. Roger's expertise includes portfolio management, financial planning, and asset allocation. Roger has a strong understanding of the financial markets and is committed to providing personalized advice to help clients achieve their financial goals. Before joining Ameriprise Financial Services, LLC, Roger also worked with Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
02/20/2015 - Present
Ameriprise Financial Services, LLC (Kingston WA)
WA
05/25/2012 - 03/09/2015
MORGAN STANLEY (KINGSTON WA)
WA
10/15/1999 - 05/29/2012
EDWARD JONES (KINGSTON WA)
BOTH
Issued 05/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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