Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Van beveren is a financial advisor in Westlake, Texas. Roger is registered with Charles Schwab & CO., Inc. and has been in the industry since September 12, 1996. Roger has passed numerous securities exams including Series 6, 7, 9, 10, 63 and 66. In addition to Charles Schwab & CO., Inc., Roger has previously been registered with Fidelity Brokerage Services LLC and Mercer Allied Company, L.P..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
02/19/2021 - Present
Charles Schwab & CO., Inc. (Westlake TX)
MI
02/23/2015 - 02/08/2021
FIDELITY BROKERAGE SERVICES LLC (SOUTHFIELD MI)
TX
09/16/2010 - 02/11/2014
MERCER ALLIED COMPANY, L.P. (DALLAS TX)
MN
10/08/1999 - 08/23/2010
FIDELITY BROKERAGE SERVICES LLC (OAKDALE MN)
RI
06/05/1996 - 09/22/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 06/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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