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Roger Terry Prenta

American Trust Investment Services, Inc.

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About Roger Terry Prenta

Roger Terry Prenata is a financial advisor with over 20 years of experience in the industry. Currently, Roger Prenata is registered with American Trust Investment Services, Inc. and is located in the Chicago, IL area. Roger Prenata also has experience with Lasalle St Securities, L.L.C., Stifel, Nicolaus & Company, Incorporated, Dean Witter Reynolds Inc., and Oppenheimer & Co., Inc. Roger Prenata has passed both the Series 7 and Series 63 exams, as well as the SIE, Series 31, and Series 65 exams. Roger Prenata is currently registered as a broker-dealer in Alabama, California, Georgia, Illinois, Indiana, and Wisconsin.

Firm Information

Roger Prenta is currently registered with American Trust Investment Services, Inc.. American Trust Investment Services, Inc. is a corporation formed in December 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. The firm has reported 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roger Prenta’s Registration & Firm History

IL

04/01/2014 - Present

American Trust Investment Services, Inc. (CHICAGO IL)

IL

06/04/1999 - 03/26/2014

LASALLE ST SECURITIES, L.L.C. (CHICAGO IL)

MO

03/24/1998 - 12/02/1998

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

NY

11/04/1996 - 01/26/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

10/20/1995 - 03/25/1996

OPPENHEIMER & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/12/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/1996

Series 31 - Futures Managed Funds Examination

BC

Issued 10/19/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roger Terry Prenta.
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