Unclaimed
Roger Ledoux is a financial professional with PFS Investments Inc. based in Kapolei, Hawaii. Roger has been in the industry since August 1, 2019, and is licensed in multiple states. Roger holds the Series 6, Series 63, Series 26, and SIE licenses. Roger has a strong background in providing financial advice to individuals and has experience managing a diverse range of investment portfolios. Roger is committed to providing clients with personalized financial guidance and strategies that are tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
HI
08/02/2019 - Present
PFS Investments Inc. (KAPOLEI HI)
BC
Issued 10/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/02/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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