Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Desai is an investment advisor representative at Lynx Investment Advisory, LLC. Roger has been working in the financial services industry since 1994. He has a strong background in portfolio management and financial planning. He has a passion for helping individuals and families achieve their financial goals. Roger holds the Series 6, 7, 63 and 65 licenses and is registered in 19 states. Roger has worked at several firms before joining Lynx Investment Advisory, including Securities America, Inc., Edward Jones, and Horace Mann Investors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Performance measurement, asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MD
01/10/2022 - Present
Lynx Investment Advisory, LLC (Columbia MD)
MD
11/12/1999 - 12/09/2021
SECURITIES AMERICA, INC. (COLUMBIA MD)
MO
08/14/1996 - 11/19/1999
EDWARD JONES (ST. LOUIS MO)
IL
03/07/1994 - 08/06/1996
HORACE MANN INVESTORS INC (SPRINGFIELD IL)
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Roger Desai is the right advisor for you? Invested Better is here to help.
