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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roger? Claim Your ProfileRoger Suchy is a financial advisor with Fifth Third Securities, Inc. Roger has been in the industry since 2006. Fifth Third Securities is a broker-dealer and investment advisor that provides financial services to individuals, businesses, and institutions. Roger holds the Series 63, Series 65, Series 7, and SIE licenses. He also holds registrations in several states including Illinois, Indiana, Florida, Wisconsin, Tennessee, and Virginia. Roger specializes in providing financial planning, investment management, and selection of other advisors services to clients. He has experience working with individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
04/06/2021 - Present
Fifth Third Securities, Inc. (ROSEMONT IL)
WI
03/27/2017 - 06/05/2020
ASSOCIATED INVESTMENT SERVICES, INC. (EAU CLAIRE WI)
IL
02/23/2015 - 03/20/2017
INVESTMENT PROFESSIONALS, INC. (CHICAGO IL)
IL
01/14/2014 - 03/10/2015
BENJAMIN F. EDWARDS & COMPANY, INC. (WHEATON IL)
IL
06/24/2010 - 11/26/2013
FORESIDE FUNDS DISTRIBUTORS LLC (CHICAGO IL)
IL
04/13/2010 - 06/11/2010
MORGAN STANLEY SMITH BARNEY (LISLE IL)
TX
02/26/2008 - 04/30/2008
WFG INVESTMENTS, INC. (DALLAS TX)
IL
08/18/2005 - 11/05/2007
PERSHING LLC (OAK BROOK IL)
TN
04/02/2004 - 06/15/2005
WILLIAM E. HOPKINS & ASSOCIATES, INC. (JACKSON TN)
NY
01/03/2002 - 04/02/2002
AXA ADVISORS, LLC (NEW YORK NY)
IA
Issued 05/03/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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