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Roger Suchy

Fifth Third Securities, Inc.

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About Roger Suchy

Roger Suchy is a financial advisor with over 15 years of experience in the industry. Roger is currently registered with Fifth Third Securities, Inc. in Illinois and Indiana. Roger has previously worked with other firms such as Associated Investment Services, Inc., Investment Professionals, Inc., Benjamin F. Edwards & Company, Inc., Foreside Funds Distributors LLC, Morgan Stanley Smith Barney, WFG Investments, Inc., Pershing LLC, William E. Hopkins & Associates, Inc., and AXA Advisors, LLC. Roger is well-versed in financial planning, portfolio management for individuals and businesses, and other investment advisory services.

Firm Information

Roger Suchy is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

6111 N RIVER ROAD

ROSEMONT, IL 60018

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roger Suchy’s Registration & Firm History

IL

04/06/2021 - Present

Fifth Third Securities, Inc. (ROSEMONT IL)

WI

03/27/2017 - 06/05/2020

ASSOCIATED INVESTMENT SERVICES, INC. (EAU CLAIRE WI)

IL

02/23/2015 - 03/20/2017

INVESTMENT PROFESSIONALS, INC. (CHICAGO IL)

IL

01/14/2014 - 03/10/2015

BENJAMIN F. EDWARDS & COMPANY, INC. (WHEATON IL)

IL

06/24/2010 - 11/26/2013

FORESIDE FUNDS DISTRIBUTORS LLC (CHICAGO IL)

IL

04/13/2010 - 06/11/2010

MORGAN STANLEY SMITH BARNEY (LISLE IL)

TX

02/26/2008 - 04/30/2008

WFG INVESTMENTS, INC. (DALLAS TX)

IL

08/18/2005 - 11/05/2007

PERSHING LLC (OAK BROOK IL)

TN

04/02/2004 - 06/15/2005

WILLIAM E. HOPKINS & ASSOCIATES, INC. (JACKSON TN)

NY

01/03/2002 - 04/02/2002

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 5/3/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 7/31/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/2/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roger Suchy.
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